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4.5. File Access Permissions

The st_mode value also encodes the access permission bits for the file. When we say file, we mean any of the file types that we described earlier. All the file typesdirectories, character special files, and so onhave permissions. Many people think only of regular files as having access permissions.

There are nine permission bits for each file, divided into three categories. These are shown in Figure 4.6.

Figure 4.6. The nine file access permission bits, from <sys/stat.h>

st_mode mask

Meaning

S_IRUSR

user-read

S_IWUSR

user-write

S_IXUSR

user-execute

S_IRGRP

group-read

S_IWGRP

group-write

S_IXGRP

group-execute

S_IROTH

other-read

S_IWOTH

other-write

S_IXOTH

other-execute


The term user in the first three rows in Figure 4.6 refers to the owner of the file. The chmod(1) command, which is typically used to modify these nine permission bits, allows us to specify u for user (owner), g for group, and o for other. Some books refer to these three as owner, group, and world; this is confusing, as the chmod command uses o to mean other, not owner. We'll use the terms user, group, and other, to be consistent with the chmod command.

The three categories in Figure 4.6read, write, and executeare used in various ways by different functions. We'll summarize them here, and return to them when we describe the actual functions.

  • The first rule is that whenever we want to open any type of file by name, we must have execute permission in each directory mentioned in the name, including the current directory, if it is implied. This is why the execute permission bit for a directory is often called the search bit.

    For example, to open the file /usr/include/stdio.h, we need execute permission in the directory /, execute permission in the directory /usr, and execute permission in the directory /usr/include. We then need appropriate permission for the file itself, depending on how we're trying to open it: read-only, readwrite, and so on.

    If the current directory is /usr/include, then we need execute permission in the current directory to open the file stdio.h. This is an example of the current directory being implied, not specifically mentioned. It is identical to our opening the file ./stdio.h.

    Note that read permission for a directory and execute permission for a directory mean different things. Read permission lets us read the directory, obtaining a list of all the filenames in the directory. Execute permission lets us pass through the directory when it is a component of a pathname that we are trying to access. (We need to search the directory to look for a specific filename.)

    Another example of an implicit directory reference is if the PATH environment variable, described in Section 8.10, specifies a directory that does not have execute permission enabled. In this case, the shell will never find executable files in that directory.

  • The read permission for a file determines whether we can open an existing file for reading: the O_RDONLY and O_RDWR flags for the open function.

  • The write permission for a file determines whether we can open an existing file for writing: the O_WRONLY and O_RDWR flags for the open function.

  • We must have write permission for a file to specify the O_TRUNC flag in the open function.

  • We cannot create a new file in a directory unless we have write permission and execute permission in the directory.

  • To delete an existing file, we need write permission and execute permission in the directory containing the file. We do not need read permission or write permission for the file itself.

  • Execute permission for a file must be on if we want to execute the file using any of the six exec functions (Section 8.10). The file also has to be a regular file.

The file access tests that the kernel performs each time a process opens, creates, or deletes a file depend on the owners of the file (st_uid and st_gid), the effective IDs of the process (effective user ID and effective group ID), and the supplementary group IDs of the process, if supported. The two owner IDs are properties of the file, whereas the two effective IDs and the supplementary group IDs are properties of the process. The tests performed by the kernel are as follows.

  1. If the effective user ID of the process is 0 (the superuser), access is allowed. This gives the superuser free rein throughout the entire file system.

  2. If the effective user ID of the process equals the owner ID of the file (i.e., the process owns the file), access is allowed if the appropriate user access permission bit is set. Otherwise, permission is denied. By appropriate access permission bit, we mean that if the process is opening the file for reading, the user-read bit must be on. If the process is opening the file for writing, the user-write bit must be on. If the process is executing the file, the user-execute bit must be on.

  3. If the effective group ID of the process or one of the supplementary group IDs of the process equals the group ID of the file, access is allowed if the appropriate group access permission bit is set. Otherwise, permission is denied.

  4. If the appropriate other access permission bit is set, access is allowed. Otherwise, permission is denied.

These four steps are tried in sequence. Note that if the process owns the file (step 2), access is granted or denied based only on the user access permissions; the group permissions are never looked at. Similarly, if the process does not own the file, but belongs to an appropriate group, access is granted or denied based only on the group access permissions; the other permissions are not looked at.

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